Tribunal Finds Emerge Canada Mismanaged Cathie Wood-Linked ETFs
The failed investment firm that sold Toronto-listed versions of Cathie Wood’s exchange-traded funds took self-dealing loans, maintained improper records and failed to act in the best interest of its funds, Canada’s top securities regulator ruled.

<p>The failed investment firm that sold Toronto-listed versions of Cathie Wood’s exchange-traded funds took self-dealing loans, maintained improper records and failed to act in the best interest of its funds, Canada’s top securities regulator ruled.</p>